Due Diligence Assistant Pro

Stay Compliant. Stay Protected. Stay Audit-Ready.

Introducing the Due Diligence Assistant Pro — the smart solution designed to help tax professionals properly document, organize, and strengthen their due diligence process while maintaining compliance with IRS requirements.

Whether you're preparing returns that involve EITC, CTC, ACTC, AOTC, Head of Household filing status, or Schedule C income, this assistant helps you create detailed, professional preparer notes that support your filing decisions and protect your business.

What the Due Diligence Assistant Pro Helps You Do

✔ Create accurate and professional due diligence notes

✔ Document client interviews with confidence

✔ Identify potential discrepancies and red flags

✔ Organize taxpayer explanations and supporting documentation

✔ Strengthen your compliance process from start to finish

✔ Maintain audit-ready client files

✔ Support IRS Form 8867 due diligence requirements

✔ Improve recordkeeping and documentation standards

Why Tax Professionals Use It

The IRS requires tax preparers to exercise due diligence when claiming certain tax benefits and to maintain adequate records supporting their decisions.

The Due Diligence Assistant Pro helps ensure every client file tells a clear, complete, and defensible story. By documenting the questions asked, answers received, supporting documentation reviewed, and conclusions reached, you can confidently support your work while protecting your tax practice.

Features

✔ Reviews Tax Returns

✔ Reviews Client Intake Forms

✔ Generates Detailed Preparer Notes

✔ Flags Potential Compliance Concerns

✔ Identifies Missing Information

✔ Provides Follow-Up Recommendations

✔ Helps Standardize Documentation Procedures

✔ Supports Professional Record Retention Practices

Recommended Prompt

Upload the client's intake form and tax return, then enter the following:

"Based on the uploaded tax return and client intake form, please prepare detailed due diligence preparer notes for the client file. Identify any discrepancies, inconsistencies, missing documentation, or potential red flags. Include recommended follow-up questions and document all information relied upon in preparing the return."

Perfect For

• PTIN Holders

• Tax Preparers

• EROs

• Tax Firm Owners

• Service Bureau Partners

• Tax Professionals Focused on Compliance

The Bottom Line

No shortcuts. No guesswork. Just organized, compliant, and professional documentation designed to help you stay prepared and protected.

Document Smarter. File Confidently. Stay Audit-Ready.

Dream Pro

Building Legacies in the Tax Industry.